Work Location:
Toronto, Ontario, Canada

Hours:
37.5

Line of Business:
TD Wealth

Pay Details:
$91,200 - $136,800 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

The TD Wealth Investment Manager Research ("IMR") team is TD Bank Financial Group's center of excellence and subject-matter expert group for all managed investment products. IMR's mandate is to maintain a high-quality product shelf that supports our investment strategy, drives business growth, and delivers legendary client experiences within TD Bank's risk appetite.

IMR is responsible for building, maintaining, and enhancing investment product oversight and research for preferred lists. Investment products include mutual funds, separately managed accounts ("SMAs"), exchange-traded funds, alternatives (public and private), and other product types. The team conducts comprehensive investment manager and product due diligence, operational research, oversight, and product guidance.

Job Description:

Reporting to the Senior Manager, the Manager will support the curation and management of the TD Wealth product shelf. Responsibilities include developing and maintaining all approved products, performing product due diligence, supporting policies and procedures, and conducting risk assessments. The role also involves product monitoring, including creating, maintaining, and distributing product information, as well as supporting ongoing product governance across TD Wealth.

A key responsibility is acting as a point of contact for product-related inquiries from internal partners and Advisors.

The successful candidate should be able to demonstrate:

• Expertise in the Canadian investment dealer industry and an understanding of key developments, challenges, and opportunities.
• Initiative and the ability to deliver results independently or in collaboration with a diverse team.
• Strong communication skills and confidence in engaging with internal and external stakeholders.
• The ability to gather, interpret, and share relevant industry product due diligence insights, and to provide fact-based opinions and recommendations.

Key Accountabilities:

• Implement policies and programs approved by management and the Investment Risk Committee; support leadership in portfolio management and ensure compliance with internal and external regulatory requirements.
• Oversee product-approval standards and procedures, optimizing resourcing while maintaining compliance with TD Bank and regulatory expectations.
• Participate in product shelf due diligence and onboarding responsibilities.
• Help design, implement, and optimize comprehensive shelf controls, including end-to-end current-state mapping and a roadmap for enhancements.
• Identify, manage, mitigate, and prevent risks associated with the product shelf.
• Enhance and optimize the quality of the product shelf within a Regulatory Compliance Management (RCM) framework.
• Identify and address emerging regulatory themes relevant to product shelves and distribution, leveraging strong knowledge of the securities regulatory environment and governance.
• Support the enablement of new and evolving product types, contributing to TD Wealth's market share and profitable growth within its risk appetite.
• Assist in preparing updates on significant changes involving the firm, products, or market events, including tracking new developments and notable market news.
• Serve as a subject-matter expert on investment strategies and firms, with deep knowledge across diverse investment types.
• Prepare and present materials for investment committees as required.

Job Requirements:

• Undergraduate degree
• 5+ years of relevant experience
• CFA preferred
• CAIA designation or Masters preferred
• Knowledge of the investment industry and its products
• Excellent verbal and written communication skills and ability to build and manage relationships with multiple internal stakeholders.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing - and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

Colleague Development
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD - and we're committed to helping you identify opportunities that support your goals.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):
Sans Objet